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FINRA Awards for Anne T. Freeland

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Case Number Award Date Case Summary Customer Case? Amount Granted
24-0016710/02/2024Claimant(s): Kathleen Laymac
Claimant Lawyers(s): James Laymac
Respondent(s): Robert Rosenstein, Tim Moody, Moody Capital Solutions.
Respondent Lawyers(s): Anne T. Freeland, Tim Moody
Arbitrator(s): Gary J. Leshaw, Harvey R. Linder, Charles Boyd Mathes
Hearing Site: Atlanta, GA
Checkmark IconDismissed by Rule 12504
21-0272902/28/2023Claimant(s): Michael Phillips
Claimant Lawyers(s): Courtney M. Werning
Respondent(s): Asia Pacific Financial Management Group
Respondent Lawyers(s): Anne T. Freeland
Arbitrator(s): Daniel M. Yamshon, Mary Margaret Bush, Alden Sharp Adkins
Hearing Site: Honolulu, HI
Checkmark Icon$3,042,160

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