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FINRA Awards for Richard A. Purkiss

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0032806/25/2014Claimant(s): Ronald Small
Claimant Lawyers(s): Ronald Small
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): Joseph A. Matteo
Arbitrator(s): Richard A. Purkiss, Edward F. Koren, Timothy Towles Stevens
Hearing Site: Philadelphia, PA
Checkmark Icon$0
07-0244803/25/2009Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Harry Virunurm
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Richard A. Purkiss, David M. Panko, Howard B. Scherer
Hearing Site: Philadelphia, PA
Checkmark Icon$97,330

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