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FINRA Awards for Michael McNeil

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0141706/22/2018Claimant(s): Candida Heffernan, Estate of Thomas Heffernan
Claimant Lawyers(s): Deanna Besbekos-LaPage
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Michael J. McNeil, Michael P. Breton, Thomas Joseph Regan
Hearing Site: Hartford, CT
Checkmark Icon$0
17-0042203/22/2018Claimant(s): Hui Liao
Claimant Lawyers(s): Hui Z. Liao
Respondent(s): Andrew Flessel, Matthew Fraser, Melanie Hart, Fidelity Brokerage Services LLC, National Financial Services LLC
Respondent Lawyers(s): Joshua D. Jones, Kevin W. Clancy
Arbitrator(s): Michael J. McNeil, Susan E. Maloney, Peter M Cosel
Hearing Site: Boston, MA
Checkmark Icon$0

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