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FINRA Awards for Yatin Sampat

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0424806/12/2019Claimant(s): Yatin Sampat
Claimant Lawyers(s): Yatin Sampat
Respondent(s): Barclays Capital Inc., optionsXpress.
Respondent Lawyers(s): David G. Russell, Joseph L. Siders
Arbitrator(s): Susan C. Lushing, Marguerite B. Filson, Keely D. Parr
Hearing Site: New York, NY
Checkmark IconDismissed by Rule 12206/12504

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