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FINRA Awards for Mack E. McCain

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0183302/02/2015Claimant(s): Martha Peters, Martha Jo Peters, IRA
Claimant Lawyers(s): Martha Jo Peters
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Mack E. McCain
Arbitrator(s): Sandra L. Malek, Alan Stamm, Andrew Corell Wahrenbrock
Hearing Site: Los Angeles, CA
Checkmark Icon$0
14-0053210/13/2014Claimant(s): Arlin Brock
Claimant Lawyers(s): Arlin Brock
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Mack E. McCain
Arbitrator(s): Guenter S. Cohn
Hearing Site: San Diego, CA
Checkmark Icon$25
13-0352407/03/2014Claimant(s): Robert Maranghi
Claimant Lawyers(s): Robert J. Maranghi
Respondent(s): Harry Redmond, Scottrade Inc.
Respondent Lawyers(s): Mack E. McCain
Arbitrator(s): Frank W. Virgin
Hearing Site: Atlanta, GA
Checkmark Icon$0
13-0027910/23/2013Claimant(s): Alex Froloff
Claimant Lawyers(s): Alex Gregory Froloff
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Mack E. McCain
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
Checkmark Icon$3,838
13-0055008/13/2013Claimant(s): Mustafa Albassam
Claimant Lawyers(s): Mustafa Albassam
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Mack E. McCain
Arbitrator(s): Ellen J. Abrams
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$13
12-0255405/03/2013Claimant(s): Ariel Mendoza
Claimant Lawyers(s): Ariel M. Mendoza
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Mack E. McCain
Arbitrator(s): Darryl J. Horowitt
Hearing Site: San Francisco, CA
Checkmark Icon$38

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