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FINRA Awards for Lewis J. Levey

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0229911/16/2011Claimant(s): Dramm.
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Wes Holston
Arbitrator(s): Lewis J. Levey, Jeffrey R. Roth, John H. Claudy
Hearing Site: Miami, FL
Checkmark IconExpungement
09-0621602/25/2011Claimant(s): Whitney Corderi
Claimant Lawyers(s): Richard A. Roth
Respondent(s): Thomas McCarvill, Chicago Investment Group
Respondent Lawyers(s): Richard P. Lynch, Thomas McCarvill
Arbitrator(s): Lewis J. Levey, Roy B. Gonas, Stephen Trigg Kuhn
Hearing Site: Miami, FL
Checkmark Icon$0
07-0363311/25/2009Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): CRL Management
Respondent Lawyers(s): Daniel S. Newman
Arbitrator(s): Joseph L. Bernstein, Lewis J. Levey, Robert Charles Stamm
Hearing Site: Miami, FL
Checkmark Icon$0

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