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FINRA Awards for Fisher & Company Financial

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0386710/22/2015Claimant(s): Donna Bond, Mel Bond
Claimant Lawyers(s): D. Daxton White
Respondent(s): Berthel, Fisher & Company Financial
Respondent Lawyers(s): Debra Weiss
Arbitrator(s): Jack D. Olson, Alan A. Sachs, Ollie Sam Ackley
Hearing Site: St. Louis, MO
Checkmark Icon$0
14-0014211/17/2014Claimant(s): James Pietrowski
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Berthel, Fisher & Company Financial
Respondent Lawyers(s): Cory D. Olson
Arbitrator(s): Brett W. Olander, Robert Lee Nelson, Susan M. Sanger
Hearing Site: Minneapolis, MN
Checkmark Icon$0
11-0260606/03/2014Claimant(s): Lee Benz
Claimant Lawyers(s): Richard Sacks
Respondent(s): Glen Darmos, Shelley Davenport, Berthel, Fisher & Company Financial
Respondent Lawyers(s): Steven M. Phillips
Arbitrator(s): Larry C. Kreul, Stuart Sinai, William M. Azkoul
Hearing Site: Detroit, MI
Checkmark Icon$300,000

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