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FINRA Awards for Baltimore, MD

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Displaying 111-113 out of 113 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0136407/14/2008Claimant(s): Garland O. and Antoinette P. Williamson
Claimant Lawyers(s): Robert A. Kantas
Respondent(s): Stanley Laman Group Securities
Respondent Lawyers(s): William G. Stanley
Arbitrator(s): William P. Borduin, Brenda J. Stovall, Thomas E. Maloney
Hearing Site: Baltimore, MD
Checkmark IconStipulated Award and Expungement
07-0135504/29/2008Claimant(s): Adele Nathanson, J&A Nathanson Family Trust
Claimant Lawyers(s): Alex M. Allman
Respondent(s): Chris Haera, Wachovia Securities, Dan Klein
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): James M. Johnstone, Richard Charles Hotvedt, Charles C. Fox
Hearing Site: Baltimore, MD
Checkmark Icon$0
06-0508210/22/2007Claimant(s): Anne Snyder
Claimant Lawyers(s): Ronald H. Jarashow
Respondent(s): A.G. Edwards & Sons., Robert Hopkins
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Nelson I. Fishman, Lester Louis Adams, Gregory R. Banasz
Hearing Site: Baltimore, MD
Checkmark Icon$0

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