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FINRA Awards for Mark S. Gregory

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0184804/25/2024Claimant(s): X
Claimant Lawyers(s): Mark S. Gregory
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Edward A. Trabin, Isaac K. Tasinga, Gecole L. Harley
Hearing Site: Los Angeles, CA
Checkmark Icon$0
20-0269404/26/2021Claimant(s): Nicholas Losinno
Claimant Lawyers(s): Mark S. Gregory
Respondent(s): LPL Financial LLC, Thomas Fross
Respondent Lawyers(s): Tracey Salomon-Smith
Arbitrator(s): Jim Geiger, Barry Goldman, James T. Carney
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
13-0030609/10/2013Claimant(s): Bridget Kelly, Thomas Kelly
Claimant Lawyers(s): Mark S. Gregory
Respondent(s): Noah Myers, MiddleCove Capital LLC
Respondent Lawyers(s): Noah Lauren Myers, Robbin Meyers
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
Checkmark Icon$98,264
10-0503610/21/2011Claimant(s): Douglas Leach
Claimant Lawyers(s): Michael J. Calvey
Respondent(s): Gary Purcell, Marco Alfonsi, Richard Lewin, Robert Lewin, Basic Investors Inc., Penson Financial Services.
Respondent Lawyers(s): Charles M. O'Rourke, Jonathan D. Neerman, Mark S. Gregory, Thomas Laundrie
Arbitrator(s): G. Maynard Green, Robert J. Gregory, Russell H Hairston
Hearing Site: Dallas, TX
Checkmark Icon$0
09-0149406/29/2010Claimant(s): Kenneth Iwanicki, Penelope Iwanicki
Claimant Lawyers(s): Michael J. Calvey
Respondent(s): Richard Lewin, Robert Lewin, Basic Investors Inc., Penson Financial Services.
Respondent Lawyers(s): Jonathan D. Neerman, Mark S. Gregory, Thomas Laundrie, President
Arbitrator(s): Robert W. Edler, Theodore M. Utchen, Craig D. Cook
Hearing Site: Chicago, IL
Checkmark Icon$0

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