Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 08-04774 | 04/01/2010 | Claimant(s): Joseph Vanek Claimant Lawyers(s): Alberto Rodriguez Respondent(s): UBS Securities LLC, Douglas Eaton, UBS Financial Services Inc., UBS AG Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): John F Fennig, Robert S. Sugarman, Michael Howard Rosenbloom Hearing Site: Chicago, IL |  | Stipulated Award and Expungement |
| 09-00022 | 10/05/2009 | Claimant(s): David Thompson Claimant Lawyers(s): Howard M. Rosenfield Respondent(s): Pavek Investments Inc. Respondent Lawyers(s): Peter B. Shaeffer Arbitrator(s): John E. Sundeen, John F Fennig, Leonard G. Leverson Hearing Site: Milwaukee, WI | | $0 |