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FINRA Awards for William J. Nissen

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0120107/24/2018Claimant(s): AC Scout Trading
Claimant Lawyers(s): Steven P. Gomberg
Respondent(s): Newedge USA, SG Americas Securities
Respondent Lawyers(s): William J. Nissen
Arbitrator(s): Sandra Gale Behrle, Anthony J. Raimondi, James Anthony Maccaro
Hearing Site: New York, NY
Checkmark Icon$0
15-0305712/06/2016Claimant(s): Aaron Suen
Claimant Lawyers(s): Robert J. Girard
Respondent(s): Peter McDonnell
Respondent Lawyers(s): William J. Nissen
Arbitrator(s): Edward Louis Koven, Elaine Munson Loeser, Dianne Marie Onichimowski
Hearing Site: Chicago, IL
Checkmark IconExpungement

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