Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00400 | 09/29/2021 | Claimant(s): John Elliott Claimant Lawyers(s): Matthew R. Lewis Respondent(s): TD Ameritrade Clearing., TD Ameritrade. Respondent Lawyers(s): Eric A. Bensky Arbitrator(s): Marilyn R. Lewis, Rick Gale Doty, Ruth M. Moore Hearing Site: Denver, CO |  | $2,082,150 |
| 18-00617 | 07/01/2021 | Claimant(s): Richard Birney Claimant Lawyers(s): Jeffrey Pederson Respondent(s): Taylor Capital Management Inc. Respondent Lawyers(s): Preston Spears Arbitrator(s): Steven Meyrich, Ronald G. Guida, Rick Gale Doty Hearing Site: Denver, CO | | $424,052 |
| 17-01857 | 09/05/2018 | Claimant(s): IRA of Jonathan M. Seltzer, IRA of Susan O. Seltzer, SEP IRA of Jonathan M. Seltzer, Rev Trust of Jonathan M. Seltzer, Rev Trust of Susan O. Seltzer Claimant Lawyers(s): Jonathan and Susan Seltzer Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Shawn Larsen Bright Arbitrator(s): Ilene T. Gormly, Tina Alison Davis, Rick Gale Doty Hearing Site: Denver, CO | | $0 |