Potomac Analytics' Logo

FINRA Awards for Richard E. Brodsky

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0109702/13/2020Claimant(s): Thomas Howes
Claimant Lawyers(s): Thomas W. Howes
Respondent(s): Alexys Mckenzie, Janet Bentley-Ewers, Joquinn Sadler, Raymond, James & Associates., IFS Securities
Respondent Lawyers(s): Brandy N. Pikus, Richard E. Brodsky
Arbitrator(s): Steven R. Bralove, Joyce A. Mitchell, Barbara Hill Bink
Hearing Site: Washington, DC
Checkmark IconDismissed by Rule 12206/12504
11-0026902/02/2012Claimant(s): Alan Begun, Rhonda Begun
Claimant Lawyers(s): David Liebrader
Respondent(s): Armen Karapetyan, Basis Financial
Respondent Lawyers(s): Richard E. Brodsky
Arbitrator(s): Bruce R. Heurlin
Hearing Site: Las Vegas, NV
Checkmark Icon$62,034

2 Results

Display: