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FINRA Awards for Richard E. Brodsky

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0091008/16/2022Claimant(s): IFS Liquidation Trust
Claimant Lawyers(s): Richard E. Brodsky
Respondent(s): Keith Wakefield
Respondent Lawyers(s): Keith Wakefield
Arbitrator(s): James F. Carlson
Hearing Site: Chicago, IL

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