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FINRA Awards for Dee Newell

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
06-0011109/05/2008Claimant(s): Estate of David Roberts
Claimant Lawyers(s): Jerry L. Colclazier
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Ashley Young Adams
Arbitrator(s): Lincoln F. Stock, Dale B. Rycraft, Dee Newell
Hearing Site: Las Vegas, NV
Checkmark Icon$0
07-0109505/09/2008Claimant(s): Evelyn Brandin, IRA, Brandin Family Trust
Claimant Lawyers(s): David Liebrader
Respondent(s): James Thomas
Respondent Lawyers(s): Alan L. Sachs
Arbitrator(s): Merrill Dean Taylor, Robert Rosen, Dee Newell
Hearing Site: Las Vegas, NV
Checkmark Icon$1,225,420
06-0212207/03/2007Claimant(s): Margo Piscevich, Margo Piscevich IRA, Margo Piscevich Profit Sharing Plan
Claimant Lawyers(s): Thomas C. Bradley
Respondent(s): Laif Meidell, Patricia Meidell, Associated Securities Corp.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Lincoln F. Stock, Michael R.E. Sanders, Dee Newell
Hearing Site: Reno, NV
Checkmark Icon$460,000

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