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FINRA Awards for Susan P. MacFarlane

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0366005/02/2013Claimant(s): Felicia Jones
Claimant Lawyers(s): Jason A. Archinaco
Respondent(s): James Schwantner, Morgan Stanley & Co., Morgan Stanley DW Inc.
Respondent Lawyers(s): Kenneth E. Meister, Susan P. MacFarlane
Arbitrator(s): Marianne C. Hussey
Hearing Site: New York, NY
Checkmark IconExpungement

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