| 07-00957 | 07/15/2008 | Claimant(s): Robert Harth, Trustee for Elizabeth Ha
Claimant Lawyers(s): Edward J. Dimon
Respondent(s): Charles Faig, Wachovia Securities, Herbert Roemmele, Trina Mitsch
Respondent Lawyers(s): Ryan P. Smith
Arbitrator(s): Vernon C. Walker, Dennis C. Meyerson, E. William Pastor
Hearing Site: Philadelphia, PA
|  | Stipulated Award and Expungement |
| 05-01070 | 01/11/2008 | Claimant(s): Begum Ahmed
Claimant Lawyers(s): Lawrence F. Ruggiero
Respondent(s): Abed Mansoor, Pershing LLC, Kashfi Sarker, Donaldson Lufkin & Jenrette Securities, Aim Resources.
Respondent Lawyers(s): Abed Mansoor, David Libowsky
Arbitrator(s): Melvin Lyon, Dennis C. Meyerson, Ann J. Parks
Hearing Site: New York, NY
| | $279,961 |
| 04-00832 | 10/25/2007 | Claimant(s): Georgette Amato, Joseph Amato, JJR Realty Co.
Claimant Lawyers(s): Monica E. De Los Rios
Respondent(s): Joseph Berkery, Merrill Lynch Pierce Fenner & Smith Inc., Mike Leber
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Dennis C. Meyerson, Frank Irizarry, Allen D. Unterweiser
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
