08-02822 | 10/28/2010 | Claimant(s): Joseph Optiz Claimant Lawyers(s): Thomas A. Blackburn Respondent(s): Christopher Myers, Ameriprise Financial Services., Myers and Lentz Respondent Lawyers(s): Eric E. Reed Arbitrator(s): Joseph R. Lally, Bernard Herman, Adam Bronstein Hearing Site: Philadelphia, PA
| | $0 |
04-06763 | 03/01/2010 | Claimant(s): Carol Bach, Daniel Bach, Daniel Bach c/f Marisa Serefina, Daniel Bach IRA, Daniel Bach SEP IRA, Jonathan Bach, Eric Bach & Daniel Bach, Olga Bach & Daniel Bach, Steven Bach, Laura Bach & Daniel Bach Claimant Lawyers(s): Kevin J. Begley Respondent(s): Anthony Calascione, Darren DeLuca, Dominick Bianco, Gregory Hasho, Joel Podelsky, Kenneth Rodgers, Lawrence Balzano, Lizy Chandy, Thomas Francis, Thomas Tiernan, Continental Broker-Dealer Corp., Wexford Clearing Services Respondent Lawyers(s): Anthony Joseph Calascione, Craig Riha, Darren DeLuca, Dominick Bianco, Gregory Mumtaz Hasho, Joel S. Podelsky, John R. Braatz, Kenneth Rodgers, Lawrence Balzano, Michael Clements, Thomas Paul Francis, Timothy Feil Arbitrator(s): Joseph R. Lally, Robert S. Getman, David Denison Hearing Site: Newark, NJ
| | $0 |
07-03269 | 09/12/2008 | Claimant(s): Beatrice Kershenblatt Claimant Lawyers(s): Beatrice B. Kershenblatt Respondent(s): David Karp, A.G. Edwards & Sons. Respondent Lawyers(s): David Butler Arbitrator(s): Joseph R. Lally, Sean M. Sweeney, Allen M. Kerpan Hearing Site: Philadelphia, PA
| | $0 |