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FINRA Awards for Joseph R. Lally

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0282210/28/2010Claimant(s): Joseph Optiz
Claimant Lawyers(s): Thomas A. Blackburn
Respondent(s): Christopher Myers, Ameriprise Financial Services., Myers and Lentz
Respondent Lawyers(s): Eric E. Reed
Arbitrator(s): Joseph R. Lally, Bernard Herman, Adam Bronstein
Hearing Site: Philadelphia, PA
Checkmark Icon$0
04-0676303/01/2010Claimant(s): Carol Bach, Daniel Bach, Daniel Bach c/f Marisa Serefina, Daniel Bach IRA, Daniel Bach SEP IRA, Jonathan Bach, Eric Bach & Daniel Bach, Olga Bach & Daniel Bach, Steven Bach, Laura Bach & Daniel Bach
Claimant Lawyers(s): Kevin J. Begley
Respondent(s): Anthony Calascione, Darren DeLuca, Dominick Bianco, Gregory Hasho, Joel Podelsky, Kenneth Rodgers, Lawrence Balzano, Lizy Chandy, Thomas Francis, Thomas Tiernan, Continental Broker-Dealer Corp., Wexford Clearing Services
Respondent Lawyers(s): Anthony Joseph Calascione, Craig Riha, Darren DeLuca, Dominick Bianco, Gregory Mumtaz Hasho, Joel S. Podelsky, John R. Braatz, Kenneth Rodgers, Lawrence Balzano, Michael Clements, Thomas Paul Francis, Timothy Feil
Arbitrator(s): Joseph R. Lally, Robert S. Getman, David Denison
Hearing Site: Newark, NJ
Checkmark Icon$0
07-0326909/12/2008Claimant(s): Beatrice Kershenblatt
Claimant Lawyers(s): Beatrice B. Kershenblatt
Respondent(s): David Karp, A.G. Edwards & Sons.
Respondent Lawyers(s): David Butler
Arbitrator(s): Joseph R. Lally, Sean M. Sweeney, Allen M. Kerpan
Hearing Site: Philadelphia, PA
Checkmark Icon$0

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