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FINRA Awards for Kathleen Wallace

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0160301/24/2019Claimant(s): Kathleen Wallace, William Wallace, Wallace Risk Management Inc.
Claimant Lawyers(s): Scott J. Link
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Perry Earl Phillips, Sidney Turner, Martin I Jaffe
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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