Potomac Analytics' Logo

FINRA Awards for Charles M. Dalziel

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0433803/10/2011Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Charles M. Dalziel
Respondent(s): Diana Swan
Respondent Lawyers(s): Thomas R. Mason
Arbitrator(s): Stephen Z. Frank, B. J. Krintzman, John H. Foster
Hearing Site: Boston, MA
Checkmark Icon$0
09-0423907/02/2010Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Charles M. Dalziel
Respondent(s): Robert McLellan
Respondent Lawyers(s): Michael A. Collora
Arbitrator(s): June Y. Kilmarx, Tom L. Peterson, Amy Lampert
Hearing Site: Boston, MA
Checkmark Icon$0
09-0282004/09/2010Claimant(s): Connie Lee
Claimant Lawyers(s): Jason R. Doss
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Charles M. Dalziel
Arbitrator(s): Robert W. Kneeland
Hearing Site: Atlanta, GA
Checkmark Icon$53,133

3 Results

Display: