Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-04612 | 08/15/2013 | Claimant(s): James Baldino, Tri-Con Construction Co. of New Jersey Claimant Lawyers(s): Mark J. Astarita Respondent(s): Richard Polo, Dunham & Associates Investment Counsel,, Genworth Financial Securities Corp. Respondent Lawyers(s): Joel M. Wertman, Theodore C. Peters Arbitrator(s): John A. Scudiero, Micalyn S. Harris, Theresa R. Joyner Hearing Site: Newark, NJ |  | $1,623,900 |
| 11-03927 | 05/29/2013 | Claimant(s): Linda Rupp, Russell Rupp Claimant Lawyers(s): Jeffrey Erez Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Joel M. Wertman Arbitrator(s): Robert J. Buchner, Philip L. Manczak, Kenneth Herbert Mitchell Hearing Site: Ft. Lauderdale, FL | | $735,367 |
| 11-02856 | 01/31/2013 | Claimant(s): Phillip Korff Claimant Lawyers(s): Eliot Goldstein Respondent(s): The Investment Center. Respondent Lawyers(s): Joel M. Wertman Arbitrator(s): Mona Koppel Mitnick, Christopher M. McMurray, David Paul Clark Hearing Site: Washington, DC | | $0 |