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FINRA Awards for Jerry Dean IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0077406/15/2015Claimant(s): Jerry Dean, Jerry Dean IRA, Roth IRA and SEP IRA
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Maria Cummings
Arbitrator(s): Mollie Wagner Neal, Sanford S. Finder, Harvey Russell Preston
Hearing Site: Columbia, SC
Checkmark Icon$122,000

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