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FINRA Awards for John F. Harris

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0339306/11/2013Claimant(s): Kendall Grumman
Claimant Lawyers(s): Linda M. Deola
Respondent(s): Harbor Financial Services
Respondent Lawyers(s): Bruce L. Campbell
Arbitrator(s): Gerald D. Wygant, John F. Harris, James R. Medley
Hearing Site: Helena, MT
Checkmark IconStipulated Award and Expungement
10-0172510/04/2011Claimant(s): Jim Brogden Revocable Living Trust, Lynn Brogden Revocable Living Trust
Claimant Lawyers(s): Yoona Park
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Randall Stender
Respondent Lawyers(s): Jaime H. Scivley
Arbitrator(s): John F. Harris, William B. Kirby, Robert Sachs Mandelson
Hearing Site: Portland, OR
Checkmark Icon$189,984

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