FINRA Awards for Susan J. Buckley

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-00462	04/22/2013	Claimant(s): Mildred Wood, Mildred Wood Revocable Trust, Trust Under the Will of Robert E. Wood Claimant Lawyers(s): Thomas P. Gressette Respondent(s): Wachovia Securities, Wells Fargo Advisors, Lisbeth Cherrington Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): Susan J. Buckley, Alan L. Berger, Charles L.A. Terreni Hearing Site: Columbia, SC		Expungement
10-04964	12/27/2011	Claimant(s): Rita Lois Robinson Trust Claimant Lawyers(s): Andrew D Gowdown Respondent(s): Wells Fargo Advisors, John Hodson Respondent Lawyers(s): Todd Ratner Arbitrator(s): J. Kirkland Grant, Susan J. Buckley, Robert P. Porter Hearing Site: Columbia, SC		$0