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FINRA Awards for Legend Securities.

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Displaying 21-23 out of 23 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0170507/08/2015Claimant(s): Estate of John Lidell
Claimant Lawyers(s): Lloyd S. Clareman
Respondent(s): Jason Klabal, Michael Mariani, Legend Securities.
Respondent Lawyers(s): David A. Gehn, Lawrence R. Gelber, Michael A. Mariani
Arbitrator(s): Susan C. Lushing, Richard Lee Mansdoerfer, Michele S. Riley
Hearing Site: New York, NY
Checkmark Icon$61,867
11-0367503/14/2013Claimant(s): Jaime Melgarejo
Claimant Lawyers(s): Jaime Melgarejo
Respondent(s): Legend Securities.
Respondent Lawyers(s): Lawrence R. Gelber
Arbitrator(s): Philip I. McConnell
Hearing Site: Houston, TX
Checkmark Icon$0
11-0122906/27/2012Claimant(s): David Yamamoto, Mary Yamamoto
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Elaine Sikorski, Legend Securities.
Respondent Lawyers(s): Lawrence R. Gelber
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
Checkmark Icon$150

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