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FINRA Awards for John N. Chapin

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0227205/10/2012Claimant(s): Joseph K. Murphy IRA
Claimant Lawyers(s): Paul D. Malmfeldt
Respondent(s): Capwest Securities.
Respondent Lawyers(s): Raymond W. Henney
Arbitrator(s): Victor Elting, John N. Chapin, Sal Presti
Hearing Site: Chicago, IL
Checkmark Icon$366,050
10-0386303/05/2012Claimant(s): Christopher Bartol, Matthew Spagat, Mitchell Simborg, Sheldon Simborg, Flagstaff
Claimant Lawyers(s): Elliot Samuels, John J. Muldoon
Respondent(s): David Lansburgh, Brewer Financial Services, Gar Wood Securities, Llc
Respondent Lawyers(s): Adam Erickson, James E. Dahl, Thomas K. Anderson
Arbitrator(s): John N. Chapin, Champ W. Davis, Eugene N. Halladay
Hearing Site: Chicago, IL
Checkmark Icon$0

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