FINRA Awards for Huntleigh Securities Corporation

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-02936	03/05/2020	Claimant(s): Cynthia Burch Claimant Lawyers(s): Richard B. Fosher Respondent(s): Huntleigh Securities Corporation Respondent Lawyers(s): Patrick Watts Arbitrator(s): Philip J. Glick, William M. Azkoul, Sheldon Weinhaus Hearing Site: St. Louis, MO		$750,000
13-03578	11/25/2014	Claimant(s): Paul Zachritz Claimant Lawyers(s): Stuart R. Berkowitz Respondent(s): Huntleigh Securities Corporation Respondent Lawyers(s): Byron E. Francis Arbitrator(s): Michael L. Lyons, Alan A. Sachs, Sheldon Weinhaus Hearing Site: St. Louis, MO		$0
10-05805	01/26/2012	Claimant(s): David Nester, Nester and Constance, PC, Nester and Constance PC Defined Benefit Claimant Lawyers(s): Stuart R. Berkowitz Respondent(s): Huntleigh Securities Corporation Respondent Lawyers(s): Patrick A. Watts Arbitrator(s): Leah A. Murray, Albert J. Haller, Janet M. Thompson Hearing Site: St. Louis, MO		$0
08-00525	11/06/2008	Claimant(s): Josef Westkamp Claimant Lawyers(s): Werner A. Meier Respondent(s): Huntleigh Securities Corporation Respondent Lawyers(s): David B. Helms Arbitrator(s): R. Phillip Reed, Dennis Jay Capriglione, Alan A. Sachs Hearing Site: St. Louis, MO		Dismissed by Rule 12206