FINRA Awards for on behalf of her IRA

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 2 out of 2 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-02533	10/22/2024	Claimant(s): Bruce Gallagher, Kathleen Gallagher, on behalf of his IRA, on behalf of her IRA, Bruce and Kathleen Gallagher, jointly Claimant Lawyers(s): Matthew N. Thibaut Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David J. Libowsky Arbitrator(s): Richard S. Zaifert, David M. Snyder, Carolyn E. Moore Hearing Site: Tampa, FL		Expungement
12-01360	02/06/2014	Claimant(s): Gail Greene, on behalf of her IRA Claimant Lawyers(s): Samuel B. Edwards Respondent(s): Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): John R. Pepe, Oliver J. Janney Hearing Site: Tampa, FL		Expungement