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FINRA Awards for Ross D. Carmel

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0129707/23/2018Claimant(s): Christopher Eriksson
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): Citigroup Global Markets., Paul Ulanich
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
Checkmark Icon$30,000
16-0115905/04/2018Claimant(s): Todd Benson, Regency Machine Inc.
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): Elvis Rodriguez, Joseph Damsker
Respondent Lawyers(s): Elvis Amable Rodriguez, Joseph Damsker
Arbitrator(s): Louis J. Weber, Jeff Abrams, Lawrence R. Maxwell
Hearing Site: Dallas, TX
Checkmark Icon$0
12-0306203/17/2014Claimant(s): Concetta Cafici, Vincent Cafici
Claimant Lawyers(s): Timothy Feil
Respondent(s): Francis Lorenzo
Respondent Lawyers(s): Ross D. Carmel
Arbitrator(s): Sandra Gale Behrle, David A. Schwarz, Ira M. Ross
Hearing Site: New York, NY
Checkmark Icon$0
11-0456401/03/2013Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): Lynn Guzek, Thomas Guzek
Respondent Lawyers(s): Lynn Kristen Guzek, Thomas John Guzek
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
Checkmark Icon$0

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