FINRA Awards for Juanita D. McKethan

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-03614	08/08/2013	Claimant(s): The Estate of James M. Grisebaum Claimant Lawyers(s): Eric Lipper Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Matthew E. Wolper Arbitrator(s): Thomas A. Martin, Juanita D. McKethan, Brian James Tagtmeier Hearing Site: Houston, TX		Expungement
11-01972	05/29/2012	Claimant(s): Bill Loomis, Sharon Loomis, Bill Loomis IRRA Claimant Lawyers(s): Chris Bell Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Casey L. Moore Arbitrator(s): Juanita D. McKethan, Larry J. Craddock, Martin Epner Hearing Site: Houston, TX		Expungement
08-03844	12/16/2010	Claimant(s): Gary Siller, Heather Hietpas, Juanita Malone Cooper, Lauren Thompson, Leslie Siller, Michael Thompson, Thomas Thompson, Valerie Thompson Claimant Lawyers(s): Roger B. Greenberg Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): G. Wayne Hillis Arbitrator(s): Juanita D. McKethan, Marjorie C. Johnson Hearing Site: Houston, TX		$0