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FINRA Awards for Wanda Esteras

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0115812/15/2021Claimant(s): Victor Alvarez-Mauras
Claimant Lawyers(s): Paul M. Vilaro-Nelms
Respondent(s): Alexander Garcia, Wanda Melendez-Santos, Conjugal Partnership Garcia-Melendez
Respondent Lawyers(s): Sara L. Velez-Santiago
Arbitrator(s): Nancy J. Cliff, Antonio Luis Bisbal-Bultron, Wanda L Esteras
Hearing Site: San Juan, PR
Checkmark Icon$0
20-0422012/13/2021Claimant(s): Jorge Guerrero, Maria Espada
Claimant Lawyers(s): Luis E. Minana
Respondent(s): Popular Securities.
Respondent Lawyers(s): Maria T. Alvarez-Santos
Arbitrator(s): Robert G. Falbisaner, Jaime Rosario, Wanda L Esteras
Hearing Site: San Juan, PR
Checkmark IconDismissed by Rule 12206
15-0189608/20/2018Claimant(s): Alberto Rosario, Alexandra Amador, Angel Morey-Noble, Carlos Caban, Jorge Medina, Jorge Pesquera, Jose Zorrilla, Pedro Martinez Parsi, Warynex Hernandez
Claimant Lawyers(s): Adam M. Nicolazzo, Benjamin Quinones Lebron, Jenice L. Malecki
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Carlos Bobonis-Gonzalez, Peter Neiman
Arbitrator(s): Jill Pilgrim, Enrique Javier Menocal, Wanda Esteras
Hearing Site: San Juan, PR
Checkmark IconExpungement

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