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FINRA Awards for Daniel King

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0064102/03/2020Claimant(s): Louis Colonna
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Ali Mayar, Daniel King, Francis Smookler, Yousuf Saljooki, Brookville Capital Partners, Legend Securities.
Respondent Lawyers(s): Brett D. Zinner, Gabriel Iezzoni, Robert M. Bursky, Ross J. Kartez, Salvatore C. Caruso, Yousuf Saljooki
Arbitrator(s): Robert J. Scafuri, John W. Eichleay, Mary Kathleen Coleman
Hearing Site: Pittsburgh, PA
Checkmark Icon$150,000
17-0082611/08/2018Claimant(s): Adam Franzen
Claimant Lawyers(s): Rosemary Cooney
Respondent(s): Daniel King, Frank Fusco, Michael Stanton, Legend Securities.
Respondent Lawyers(s): Frank P. Fusco, Michael S. Stanton, Ross J. Kartez, Salvatore C. Caruso
Arbitrator(s): Ellen J. Abrams
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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