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FINRA Awards for McNally Financial Services Corporation

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0072809/12/2023Claimant(s): Robert Cappiello
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): McNally Financial Services Corporation
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Jacqueline R. Fox, Sherry R. Wetsch, Allan R. Lazor
Hearing Site: Houston, TX
Checkmark IconExpungement
21-0106703/15/2023Claimant(s): Christopher Hamby
Claimant Lawyers(s): Robert H Rex
Respondent(s): McNally Financial Services Corporation
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Brian James Tagtmeier, June Ann Mann, Phyllis Ann Diamond
Hearing Site: Houston, TX
Checkmark IconExpungement
19-0060312/30/2021Claimant(s): Philip Sims, Philip D. Sims IRA
Claimant Lawyers(s): Robert H. Rex
Respondent(s): McNally Financial Services Corporation
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Thomas A. Martin, Jack Chapline Vaughan, Camille Morris Tankersley
Hearing Site: Houston, TX
Checkmark IconExpungement
17-0327404/03/2019Claimant(s): SEP FBO Jon L. Shebel, Jon L. Shebel & Susan A. Shebel
Claimant Lawyers(s): Charles Carlson
Respondent(s): Barret Schultz, David McNally, Marshall Cassedy, McNally Financial Services Corporation
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Karl A. Vogeler, David A. Constantino, Meeta Alberta Bass
Hearing Site: Jacksonville, FL
Checkmark IconExpungement

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