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FINRA Awards for William Edward Buck

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0575411/22/2011Claimant(s): Mary Brown, Paul Allgyer
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Larry E. Mobley
Arbitrator(s): Jerry C. Prestridge, Nathan Levy, William Edward Buck
Hearing Site: Houston, TX
Checkmark IconExpungement
10-0256204/18/2011Claimant(s): Jerome Schwartz
Claimant Lawyers(s): Raymond E. White
Respondent(s): David Hayden, Nelsonreid.
Respondent Lawyers(s): K. Scott Brazil
Arbitrator(s): Morris Rubin, Thomas D. Nagle, William Edward Buck
Hearing Site: Houston, TX
Checkmark Icon$110,000

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