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FINRA Awards for Charles A. Gall

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0117201/24/2011Claimant(s): Thomas Muecke
Claimant Lawyers(s): Debra Brewer Hayes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Charles A. Gall
Arbitrator(s): Daniel J. Pagnano
Hearing Site: Houston, TX
Checkmark Icon$0
09-0332907/15/2010Claimant(s): Maria Guajardo, Samir Chaman
Claimant Lawyers(s): Patrick J Kanouff
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Charles A. Gall
Arbitrator(s): Gregory D. Thomas, Paul A. Krepinski, David L. Erickson
Hearing Site: Denver, CO
Checkmark Icon$500,000
07-0075801/07/2008Claimant(s): John Rendall
Claimant Lawyers(s): Michael W. Wile
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Charles A. Gall
Arbitrator(s): Douglas A. Barr, Barry H. Barnett, James W. Warren
Hearing Site: Albuquerque, NM
Checkmark Icon$0

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