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FINRA Awards for Richard C. Corse

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0044609/09/2015Claimant(s): Janna Yarbrough
Claimant Lawyers(s): Richard H. Elliott
Respondent(s): Gary Brownfield, Commonwealth Financial Network
Respondent Lawyers(s): Michael G. Brown
Arbitrator(s): William L. Cravens, Richard C. Corse, Lawrence R. Maxwell
Hearing Site: Dallas, TX
Checkmark Icon$65,250
09-0448011/22/2011Claimant(s): Jamie Blumenthal, Nancy Blumenthal
Claimant Lawyers(s): Bryan T. Forman
Respondent(s): Brian Wahlfeld, Don Torrillo, Gordon Hing, Emmett A Larkin Company.
Respondent Lawyers(s): David J. Feingold, Joseph Keenan, Nicholas S. Cerni
Arbitrator(s): Ann Blaess Kimball, Richard C. Corse, Jeanne Crandall
Hearing Site: Dallas, TX
Checkmark IconExpungement
09-0454903/22/2011Claimant(s): The Roger & Rosemary Enrico Foundation
Claimant Lawyers(s): James P. Graven
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Donald C. Hood, Richard C. Corse, Donna Ross Philip
Hearing Site: Dallas, TX
Checkmark Icon$207,994

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