| 10-02021 | 08/08/2011 | Claimant(s): William Neidner, Margaret L. Neidner Trust DTD 6/25/84
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Rose M. Schindler
Arbitrator(s): Harold S. Stern, Nikola Bjelajac, Marvin John Cashion
Hearing Site: Boca Raton, FL
|  | Stipulated Award |
| 09-02697 | 08/03/2010 | Claimant(s): Amzak Capital Management, Gerald J. Kazma Revocable Trust
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): Citigroup Global Markets., Citigroup Alternative Investments
Respondent Lawyers(s): Jason M. Fedo
Arbitrator(s): Donald R. McGahan, Myron E. Levenson, Joseph Benalt
Hearing Site: Boca Raton, FL
| | $1,817,300 |
| 06-01836 | 12/03/2008 | Claimant(s): Charles Beam
Claimant Lawyers(s): Seth Huberman
Respondent(s): Barry Hixon, Maureen Curto
Respondent Lawyers(s): Robert Wayne Pearce
Arbitrator(s): John A. Brekka, Thomas Czinner, Stephen L. Littauer
Hearing Site: Boca Raton, FL
| | $100,500 |
| 06-03860 | 04/03/2008 | Claimant(s): Larry Muehlstein, Larry J. Muehlstein IRA
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): George Jackson, Raymond James Financial Services.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Linda Fairchild, Joyce Alana Jolley, A.J. Seier
Hearing Site: Orlando, FL
| | $0 |
