FINRA Awards for Gerald L. Fingerhut

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 2 out of 2 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-03258	09/09/2015	Claimant(s): Arthur Keith Burch and Lea Burch, JTWROS Claimant Lawyers(s): Steven D. Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Regina P. Martorana Arbitrator(s): Gerald L. Fingerhut, John Russell Barlow, David Lawrence Rowe Hearing Site: Raleigh, NC		Expungement
12-01525	06/14/2013	Claimant(s): Daniel Bollinger Claimant Lawyers(s): Nicholas D. Thomas Respondent(s): Kelly Tinsley, UBS Financial Services Inc. Respondent Lawyers(s): Julian W. Wells Arbitrator(s): Gerald L. Fingerhut, John Russell Barlow, Karen A. West Hearing Site: Raleigh, NC		Expungement