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FINRA Awards for Carlos Ubinas Taylor

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0197109/10/2015Claimant(s): Francisco Ramis Galdo, Ines Rivero de Ramis, Conjugal Partnership Constituted by Them
Claimant Lawyers(s): Francisco Pujol
Respondent(s): Carlos Freire, Carlos Ubinas Taylor, Doel Garciaromero
Respondent Lawyers(s): Ana M. Rodriguez-Rivera, Heriberto Lopez, Mauricio O. Muniz-Luciano
Arbitrator(s): Steven Gerard Goerke, Barth Satuloff, Howard B. Scherer
Hearing Site: San Juan, PR
Checkmark IconExpungement
13-0353006/25/2015Claimant(s): Oscar Zuniga
Claimant Lawyers(s): Harold Vicente-Colon
Respondent(s): Carlos Ubinas Taylor, Doel Garciaromero, Jose Crescioni, UBS Financial Services Inc., UBS Financial Services Inc of PR
Respondent Lawyers(s): Carlos A. Valldejuly-Sastre, Joelle Simms, Leslie Y. Flores-Rodriguez, Mauricio O. Muniz-Luciano, Roberto C. Quinones
Arbitrator(s): Daniel H. Yaffe, Barry David Thorpe, Harry G. Mason
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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