Potomac Analytics' Logo

FINRA Awards for John Thomas Financial

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 21-22 out of 22 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0241804/16/2013Claimant(s): Alain Coello, Frank Braun, Leheng Lee, Yvonne Braun
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Anthony Giuliano III, John Thomas Financial
Respondent Lawyers(s): Anthony Frank Giuliano III, Robert M. Bursky
Arbitrator(s): Mitchell S. Friedman, Walter M. Schackman, Edwin H. Bennett
Hearing Site: New York, NY
Checkmark IconExpungement
11-0435807/06/2012Claimant(s): David Lines
Claimant Lawyers(s): David Ted Lines
Respondent(s): Arthur Coffey, John Thomas Financial
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): David Buch
Hearing Site: Syracuse, NY
Checkmark Icon$63

22 Results

Display: