Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-01877 | 12/29/2017 | Claimant(s): Bright Lake Management LLC, Bright Lake LP Claimant Lawyers(s): Ilan Preis Respondent(s): Broadcort Capital Corporation, Jack Seibald, Merrill Lynch Pierce Fenner & Smith Inc., Michael Rosen, Robert Moore, Concept Capital Markets, Cowen Prime Services LLC, Merrill Lynch Professional Clearing Corp Respondent Lawyers(s): Mark D. Knoll, Mark J. Hyland Arbitrator(s): Anna M. Fanelli, Lynne M. Reid-McQueen, Richard Gee Hearing Site: New York, NY |  | $0 |
| 16-01147 | 11/30/2017 | Claimant(s): Kulruedee Wongpakdee, Steven Hoffner Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): Jack Seibald, Michael Rosen, Wayne Geffen, Burnham Securities Inc., Cowen Prime Services LLC, Concept Capital Markets LLC Respondent Lawyers(s): John Burnham, Jordan D. Becker, Mark J. Hyland Arbitrator(s): Cynthia A. DiMarco, Lynne M. Reid-McQueen Hearing Site: New York, NY | | Expungement |