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FINRA Awards for James W. Umstead & Betty L. Umstead

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0302512/06/2013Claimant(s): James W. Umstead & Betty L. Umstead
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Nations Financial Group.
Respondent Lawyers(s): William T. McCartan
Arbitrator(s): Rafael A. Porrata-Doria, Margaret Mary Crumley, Paul Ribner
Hearing Site: Philadelphia, PA
Checkmark Icon$230,124

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