FINRA Awards for Philip D. Sever

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-03209	06/30/2017	Claimant(s): Vinu Patel Claimant Lawyers(s): Philip D. Sever Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Ed Walton Arbitrator(s): Hearing Site: Cincinnati, OH		Expungement
06-04226	11/20/2007	Claimant(s): Richard Baker, Richard Baker IRA Claimant Lawyers(s): Philip D. Sever Respondent(s): Daniel Bookout Respondent Lawyers(s): Daniel S. Bookout Arbitrator(s): Todd L. Barlow, Lawrence W. Arness, F. Wesley Bowers Hearing Site: Indianapolis, IN		$696,360
06-04227	11/20/2007	Claimant(s): Michael Gillespie, Michael Gillespie IRA Claimant Lawyers(s): Philip D. Sever Respondent(s): Daniel Bookout Respondent Lawyers(s): Daniel S. Bookout Arbitrator(s): Lawrence W. Arness, Sherrill Wm Colvin, Richard J. LeDuc Hearing Site: Indianapolis, IN		$737,630
06-04228	10/29/2007	Claimant(s): Patricia Cavaness, Patricia Cavaness IRA Claimant Lawyers(s): Philip D. Sever Respondent(s): Daniel Bookout Respondent Lawyers(s): Daniel S. Bookout Arbitrator(s): Lawrence W. Arness, Tim V. Young, Daniel P. Urban Hearing Site: Indianapolis, IN		$894,320
05-04592	10/05/2007	Claimant(s): Vinu and Smita Patel Claimant Lawyers(s): Philip D. Sever Respondent(s): Jigar Patel, Merrill Lynch Pierce Fenner & Smith Inc., Michael Miros Respondent Lawyers(s): D. Michael O'Neil, Philip D. Sever Arbitrator(s): Wallace E. Sarran, David W. Stanton, Lisa Shusterman Hearing Site: Cincinnati, OH		Expungement
05-06260	08/02/2007	Claimant(s): Lorraine Caveness Claimant Lawyers(s): Philip D. Sever Respondent(s): Daniel Bookout Respondent Lawyers(s): Daniel Scott Bookout Arbitrator(s): Lawrence W. Arness, Tim V. Young, David William Russell Hearing Site: Indianapolis, IN		$298,659