FINRA Awards for Joseph Stevens & Co..

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-02766	05/24/2011	Claimant(s): Brent Richtsmeier Claimant Lawyers(s): Joshua A. Waldman Respondent(s): Jack Kalisz, National Securities Corporation, Joseph Stevens & Co.. Respondent Lawyers(s): Josepha Sorbara, Mark Roth Arbitrator(s): Annette Gres Shepherd, Robert E. Jenks, Karen J. Burneff Hearing Site: Los Angeles, CA		Expungement
08-03100	03/18/2009	Claimant(s): Jay Ryckman Claimant Lawyers(s): Jay H. Ryckman Respondent(s): Joseph Stevens & Co.. Respondent Lawyers(s): Michael C. Farkas Arbitrator(s): Irene C. Warshauer Hearing Site: New York, NY		$233