FINRA Awards for Vanessa M. Hoffmann

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Displaying 11-16 out of 16 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-02568	08/28/2012	Claimant(s): Herman Shine, Marianne Shine Claimant Lawyers(s): Tanya Sacks Respondent(s): Wells Fargo Investments, Patrick Briggs, Ray Seewer, Stephen Seewer Respondent Lawyers(s): Vanessa M. Hoffmann Arbitrator(s): James N. D'Orso, Edwin C. Shiver, Herbert L. Brown Hearing Site: San Francisco, CA		Expungement
09-02086	11/02/2009	Claimant(s): Raymond Yorke Claimant Lawyers(s): Raymond Yorke Respondent(s): Wells Fargo Investments, Darrell Hesford Respondent Lawyers(s): Vanessa M. Hoffmann Arbitrator(s): Guenter S. Cohn Hearing Site: San Diego, CA		$0
08-04818	08/11/2009	Claimant(s): Louis E. & Olga Kuntz Claimant Lawyers(s): Louis E. Kuntz Respondent(s): Wells Fargo Investments, Perry Brown Respondent Lawyers(s): Vanessa M. Hoffmann Arbitrator(s): Sonia Fishkin Hearing Site: Atlanta, GA		$0
08-03820	07/10/2009	Claimant(s): Yui Law Claimant Lawyers(s): Yui W Law Respondent(s): Wells Fargo Investments, Elliot Chang Respondent Lawyers(s): Vanessa M. Hoffmann Arbitrator(s): Ralph B. Perry Hearing Site: Los Angeles, CA		$0
08-02109	01/22/2009	Claimant(s): Jennifer Smith Claimant Lawyers(s): Jennifer Smith Respondent(s): Wells Fargo Investments, Jerron Jackson, John Bivens, Stephanie Swan Respondent Lawyers(s): Vanessa M. Hoffmann Arbitrator(s): Suzanne Viau Chamberlain Hearing Site: Los Angeles, CA		$2,557
07-03049	05/06/2008	Claimant(s): Estate of Gordon H. Armbruster Claimant Lawyers(s): Robert Kamman Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Vanessa M. Hoffmann Arbitrator(s): Samuel L. McClaren Hearing Site: Phoenix, AZ		$3,487