FINRA Awards for Richard McCollam

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-02146	08/06/2019	Claimant(s): Richard McCollam Claimant Lawyers(s): Paul W. Thomas Respondent(s): Mary Price Respondent Lawyers(s): Mary Kathryne Price Arbitrator(s): Frank R Weaver, Peter H. Daly, D. Peter Gleichenhaus Hearing Site: San Francisco, CA		Expungement
14-01816	10/04/2016	Claimant(s): Barbara Padillia, Douglas Beal, Joseph Lujan, Linda Rapella, Lori Palmquist, Mae Holloway, Marjorie Gillman, Marylou Oliver Claimant Lawyers(s): Andrew H. Schwartz, Frank F. Sommers Respondent(s): Royal Alliance Associates., Kathleen Tarr, Richard McCollam Respondent Lawyers(s): Paul W. Thomas, Theodore J. Sawicki Arbitrator(s): Isidoro Berkman, Peter H. Daly, Mario Singleton Hearing Site: San Francisco, CA		$1,933,000
14-01724	04/26/2016	Claimant(s): Evelyn Johnson, Feliciano Dizon, Frank DiGrande, Harriett Eubanks, Marina Bautista, Trilby DiGrande Claimant Lawyers(s): Andrew H. Schwartz, Frank F. Sommers Respondent(s): Brent Wolf, Royal Alliance Associates., Kathleen Tarr, Richard McCollam Respondent Lawyers(s): Paul W. Thomas, Scott L. Metzger, Theodore J. Sawicki Arbitrator(s): Joseph H. Sturdivant, Amy Seltzer, Jeffrey M. Allen Hearing Site: San Francisco, CA		$91,908