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FINRA Awards for Richard McCollam

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0069005/05/2022Claimant(s): Richard McCollam
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): John J. Flynn, William W. Haskell, Douglas J. Pavese
Hearing Site: San Francisco, CA

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