| 10-03368 | 04/16/2012 | Claimant(s): Edward Mercaldo, Evelyn Hall, Karen Mercaldo, William Hall, The Mercaldo Family Trust DTD 10/08/2002, The William and Evelyn Hall Trust
Claimant Lawyers(s): Cary S. Lapidus
Respondent(s): First Republic Securities Company
Respondent Lawyers(s): Sara B. Brody
Arbitrator(s): Darryl J. Horowitt, Terri Coster Boesch, Val D. Hornstein
Hearing Site: San Francisco, CA
|  | $0 |
| 09-02484 | 05/03/2011 | Claimant(s): Joseph Oliveira
Claimant Lawyers(s): Joseph Oliveira
Respondent(s): James Cabral, Nathan Terrazas, Nikolaos Plakakis, Paula Allen, World Group Securities.
Respondent Lawyers(s): Edward F. Donohue, Jason J. Kim
Arbitrator(s): Laurel Littman Gothelf, Julie D. Soo, Terri Coster Boesch
Hearing Site: San Francisco, CA
| | $0 |
| 09-02287 | 10/04/2010 | Claimant(s): Deborah Hill, IRA Rollover Dated 09/13/92
Claimant Lawyers(s): Val D. Hornstein
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kelly J. Moynihan
Arbitrator(s): Terri Coster Boesch, Hadden Wing Roth, Michael Craig Butterworth
Hearing Site: San Francisco, CA
| | $0 |
