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FINRA Awards for Ronald E. Lorentsen

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0182411/13/2014Claimant(s): George Carson, George R. Carson, DDS,PC Profit Sharing
Claimant Lawyers(s): John G. Crist
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): William J. Bender, Philip Aaron Tymon, Ronald E. Lorentsen
Hearing Site: Helena, MT
Checkmark IconExpungement
10-0358708/19/2011Claimant(s): Cindy Tronsrue, Florence Tronsrue, George Tronsrue, Nancy Frei, Jericho Fund
Claimant Lawyers(s): Donald H. Mullins
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Phil Scott
Respondent Lawyers(s): Nathan T. Alexander
Arbitrator(s): Joseph C. Roberts, Peter L. Sill, Ronald E. Lorentsen
Hearing Site: Seattle, WA
Checkmark Icon$0

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