Potomac Analytics' Logo

FINRA Awards for Jan M. West

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0404504/08/2013Claimant(s): Douglas Osburn
Claimant Lawyers(s): Laura E. Landenwich
Respondent(s): Chad Miller, David Taggart, Touchtrade.com.
Respondent Lawyers(s): Chad Eugene Miller, David Christopher Taggart
Arbitrator(s): Richard B. Lewis, Jan M. West, James Douglas Wilbanks
Hearing Site: Louisville, KY
Checkmark Icon$0
09-0395108/27/2010Claimant(s): David Roberts
Claimant Lawyers(s): John Sale Gordon
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Erin Linehan
Arbitrator(s): James Clifton Stone, Jan M. West, Enrico A. Mazzoli
Hearing Site: Louisville, KY
Checkmark Icon$22,999
06-0502011/21/2007Claimant(s): Jerry Pinion, Mitchell Borders, Nancy Mueller, Patricia Beall, Paul Ponder
Claimant Lawyers(s): Steven M. McCauley
Respondent(s): A.G. Edwards & Sons., Sherry Holley
Respondent Lawyers(s): Amy C. Johnson
Arbitrator(s): John R. Michael, Jan M. West, Enrico A. Mazzoli
Hearing Site: Louisville, KY
Checkmark Icon$0

3 Results

Display: